| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Fielding James D | Director | C/O XCEL BRANDS, INC., 550 SEVENTH AVENUE, NEW YORK | /s/ James Fielding | 2025-12-05 | 0001745384 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XELB | Common Stock | Award | $0 | +6K | +100% | $0.00 | 12K | Dec 3, 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XELB | Stock Options | Award | $0 | +19K | $0.00 | 19K | Dec 3, 2025 | Common Stock | 19K | $0.94 | Direct |
| Id | Content |
|---|---|
| F1 | Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vests on March 31, 2026, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion. |