Michael Lempres - 06 Aug 2025 Form 3 Insider Report for C1 Fund Inc. (CFND)

Role: Director
Signature: /s/ Michael Lempres
Issuer symbol: CFND
Transactions as of: 06 Aug 2025
Transactions value $: $0
Form type: 3
Filing time: 06 Aug 2025, 21:25:18 UTC
Previous filing: 12 Jun 2023
Next filing: 05 Sep 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Lempres Michael	Director	C/O C1 FUND INC., 228 HAMILTON AVENUE, THIRD FLOOR, PALO ALTO	/s/ Michael Lempres	06 Aug 2025	0001789903

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CFND	Common Stock						211,882	06 Aug 2025	Via C1 Group LLC	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. Reflects C1 Group LLC's forfeiture of 1,788,899 shares of common stock by C1 Group LLC upon the closing of the Issuer's IPO. Up to an addition-al 100,000 shares of common stock held by C1 Group LLC is subject to forfeiture if the underwriters do not exercise their over-allotment option, which would result in the forfeiture by the Reporting Person of 27,637 shares of common stock . Following the exercise of the over-allotment option or the expiration of the over-allotment option, as applicable, C1 Group LLC will own a num-ber of shares of common stock that is equal to 10% of the shares of common stock outstanding.

Content

The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. Reflects C1 Group LLC's forfeiture of 1,788,899 shares of common stock by C1 Group LLC upon the closing of the Issuer's IPO. Up to an addition-al 100,000 shares of common stock held by C1 Group LLC is subject to forfeiture if the underwriters do not exercise their over-allotment option, which would result in the forfeiture by the Reporting Person of 27,637 shares of common stock . Following the exercise of the over-allotment option or the expiration of the over-allotment option, as applicable, C1 Group LLC will own a num-ber of shares of common stock that is equal to 10% of the shares of common stock outstanding.