Michael Lempres - Sep 5, 2025 Form 4 Insider Report for C1 Fund Inc. (CFND)

Role: Director
Signature: /s/ Michael Lempres
Stock symbol: CFND
Transactions as of: Sep 5, 2025
Transactions value $: $0
Form type: 4
Date filed: 9/5/2025, 08:02 PM
Previous filing: Aug 6, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Lempres Michael	Director	C/O C1 FUND INC., 228 HAMILTON AVENUE, THIRD FLOOR, PALO ALTO	/s/ Michael Lempres	2025-09-05	0001789903

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CFND	Common Stock	Other	$0	-27.6K	-13.04%	$0.00	184K	Sep 5, 2025	Via C1 Group LLC	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect the Reporting Person's indirect ownership through C1 Group LLC.

Content

The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect the Reporting Person's indirect ownership through C1 Group LLC.