David Hytha - 06 Aug 2025 Form 3 Insider Report for C1 Fund Inc. (CFND)

Role
Chief Financial Officer
Signature
/s/ David Hytha
Issuer symbol
CFND
Transactions as of
06 Aug 2025
Transactions value $
$0
Form type
3
Filing time
06 Aug 2025, 21:25:52 UTC
Previous filing
07 Dec 2021
Next filing
15 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hytha David Chief Financial Officer C/O C1 FUND INC., 228 HAMILTON AVENUE, THIRD FLOOR, PALO ALTO /s/ David Hytha 06 Aug 2025 0001889409

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CFND Common Stock 35.8K 06 Aug 2025 Via C1 Group LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. Reflects C1 Group LLC's forfeiture of 1,788,899 shares of common stock by C1 Group LLC upon the closing of the Issuer's IPO. Up to an additional 100,000 shares of common stock held by C1 Group LLC is subject to forfeiture if the underwriters do not exercise their over-allotment option, which would result in the forfeiture by the Reporting Person of 4,672 shares of common stock . Following the exercise of the over-allotment option or the expiration of the over-allotment option, as applicable, C1 Group LLC will own a number of shares of common stock that is equal to 10% of the shares of common stock outstanding.