David Hytha - Aug 8, 2025 Form 4 Insider Report for C1 Fund Inc. (CFND)

Role: Chief Financial Officer
Signature: /s/ David Hytha
Stock symbol: CFND
Transactions as of: Aug 8, 2025
Transactions value $: $50,040
Form type: 4
Date filed: 8/15/2025, 07:19 PM
Previous filing: Aug 6, 2025
Next filing: Sep 5, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Hytha David	Chief Financial Officer	C/O C1 FUND INC., 228 HAMILTON AVENUE, THIRD FLOOR, PALO ALTO	/s/ David Hytha	2025-08-15	0001889409

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CFND	Common Stock	Purchase	$50K	+5K		$10.00	5K	Aug 8, 2025	Direct
holding	CFND	Common Stock						35.8K	Aug 8, 2025	Via C1 Group LLC	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. Up to 100,000 shares of common stock held by C1 Group LLC is subject to forfeiture if the underwriters do not exercise their over-allotment option, which would result in the forfeiture by the Reporting Person of 4,672 shares of common stock. Following the exercise of the over-allotment option or the expiration of the over-allotment option, as applicable, C1 Group LLC will own a number of shares of common stock that is equal to 10% of the shares of common stock outstanding.

Content

The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. Up to 100,000 shares of common stock held by C1 Group LLC is subject to forfeiture if the underwriters do not exercise their over-allotment option, which would result in the forfeiture by the Reporting Person of 4,672 shares of common stock. Following the exercise of the over-allotment option or the expiration of the over-allotment option, as applicable, C1 Group LLC will own a number of shares of common stock that is equal to 10% of the shares of common stock outstanding.