David Hytha - Sep 5, 2025 Form 4 Insider Report for C1 Fund Inc. (CFND)

Role: Chief Financial Officer
Signature: /s/ David Hytha
Stock symbol: CFND
Transactions as of: Sep 5, 2025
Transactions value $: $0
Form type: 4
Date filed: 9/5/2025, 08:01 PM
Previous filing: Aug 15, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Hytha David	Chief Financial Officer	C/O C1 FUND INC., 228 HAMILTON AVENUE, THIRD FLOOR, PALO ALTO	/s/ David Hytha	2025-09-05	0001889409

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CFND	Common Stock	Other	$0	-4.67K	-13.04%	$0.00	31.1K	Sep 5, 2025	Via C1 Group LLC	F1
holding	CFND	Common Stock						5K	Sep 5, 2025	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect the Reporting Person's indirect ownership through C1 Group LLC.

Content

The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect the Reporting Person's indirect ownership through C1 Group LLC.