-
Signature
-
/s/ Nicole Puza, POA for D. James Umpleby III
-
Stock symbol
-
CAT
-
Transactions as of
-
Sep 22, 2025
-
Transactions value $
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-$7,941,850
-
Form type
-
4
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Date filed
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9/23/2025, 03:39 PM
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Umpleby III Donald J |
Executive Chairman |
5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING |
/s/ Nicole Puza, POA for D. James Umpleby III |
2025-09-23 |
0001566320 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
CAT |
Common Stock |
Sale |
-$7.94M |
-17.2K |
-3.56% |
$462.65 |
465K |
Sep 22, 2025 |
Direct |
F1 |
| holding |
CAT |
Common Stock |
|
|
|
|
|
59K |
Sep 22, 2025 |
Held by Irrevocable Trust for Descendants |
|
| holding |
CAT |
Common Stock |
|
|
|
|
|
36K |
Sep 22, 2025 |
Held by Children's Irrevocable Trust |
|
| holding |
CAT |
Common Stock |
|
|
|
|
|
1.03K |
Sep 22, 2025 |
Held by 401(k) Plan |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: