Mark Gregory Spinks - 11 May 2021 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
President-Beauty Systems Group
Signature
/s/ Cade Newman, Attorney-in-fact
Issuer symbol
SBH
Transactions as of
11 May 2021
Net transactions value
-$69,361
Form type
4
Filing time
12 May 2021, 16:13:35 UTC
Next filing
04 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $294,374 +15,324 +59% $19.21 41,125 11 May 2021 Direct
transaction SBH Common Stock Sale $181,770 -7,662 -19% $23.72 33,463 11 May 2021 Direct F1
transaction SBH Common Stock Sale $181,965 -7,662 -23% $23.75 25,801 11 May 2021 Direct F2
holding SBH Common Stock 2,283 11 May 2021 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Employee Stock Option (Right to Buy) Options Exercise $0 -15,324 -100% $0.000000* 0 11 May 2021 Common Stock 15,324 $19.21 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average sale price. The range of prices for these transactions was $23.711 to $23.724. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average sale price. The range of prices for these transactions was $23.73 to $23.751. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F3 This option is currently exercisable in full.