J. MARINER KEMPER - 11 May 2021 Form 4 Insider Report for UMB FINANCIAL CORP (UMBF)

Role
Chairman and CEO, Director
Signature
/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper
Issuer symbol
UMBF
Transactions as of
11 May 2021
Net transactions value
-$112,669
Form type
4
Filing time
13 May 2021, 08:00:04 UTC
Previous filing
11 Sep 2025
Next filing
17 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMBF Common Stock Options Exercise $90,735 +1,903 +0.96% $47.68 200,470 11 May 2021 Direct
transaction UMBF Common Stock Sale $29,400 -300 -0.15% $98.00 200,170 11 May 2021 Direct
transaction UMBF Common Stock Sale $9,801 -100 -0.05% $98.01 200,070 11 May 2021 Direct
transaction UMBF Common Stock Sale $9,804 -100 -0.05% $98.04 199,970 11 May 2021 Direct
transaction UMBF Common Stock Sale $9,805 -100 -0.05% $98.05 199,870 11 May 2021 Direct
transaction UMBF Common Stock Sale $29,420 -300 -0.15% $98.06 199,570 11 May 2021 Direct
transaction UMBF Common Stock Sale $9,810 -100 -0.05% $98.10 199,470 11 May 2021 Direct
transaction UMBF Common Stock Sale $19,918 -203 -0.1% $98.12 199,267 11 May 2021 Direct
transaction UMBF Common Stock Sale $9,814 -100 -0.05% $98.14 199,167 11 May 2021 Direct
transaction UMBF Common Stock Sale $19,632 -200 -0.1% $98.16 198,967 11 May 2021 Direct
transaction UMBF Common Stock Sale $9,817 -100 -0.05% $98.17 198,867 11 May 2021 Direct
transaction UMBF Common Stock Sale $9,825 -100 -0.05% $98.25 198,767 11 May 2021 Direct
transaction UMBF Common Stock Sale $19,652 -200 -0.1% $98.26 198,567 11 May 2021 Direct
transaction UMBF Common Stock Options Exercise $15,830 +332 +0.17% $47.68 198,899 12 May 2021 Direct
transaction UMBF Common Stock Sale $32,536 -332 -0.17% $98.00 198,567 12 May 2021 Direct
holding UMBF Common Stock 1,000 11 May 2021 By Daughter - Custodial Brokerage Account
holding UMBF Common Stock 2,103 11 May 2021 By Esop
holding UMBF Common Stock 1,000 11 May 2021 By Son - Custodial Brokerage Account
holding UMBF Common Stock 53,800 11 May 2021 By Trust - TUW RC Kemper For John Mariner
holding UMBF Common Stock 12,558 11 May 2021 By Trust: Mary S Hunt Trust
holding UMBF Common Stock 290,397 11 May 2021 Held by Kemper Realty
holding UMBF Common Stock 395,989 11 May 2021 Held by Pioneer Service Corporation
holding UMBF Common Stock 2,023,836 11 May 2021 By Trust - RC Kemper Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UMBF Stock Option (Right to Buy) Options Exercise $0 -1,903 -8.4% $0.000000 20,825 11 May 2021 Common Stock 1,903 $47.68 Direct F1
transaction UMBF Stock Option (Right to Buy) Options Exercise $0 -332 -1.6% $0.000000 20,493 12 May 2021 Common Stock 332 $47.68 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.