J. MARINER KEMPER - 13 May 2021 Form 4 Insider Report for UMB FINANCIAL CORP (UMBF)

Role
Chairman and CEO, Director
Signature
/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper
Issuer symbol
UMBF
Transactions as of
13 May 2021
Net transactions value
-$39,770
Form type
4
Filing time
17 May 2021, 18:07:13 UTC
Previous filing
13 May 2021
Next filing
17 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMBF Common Stock Options Exercise $444,282 +9,318 +4.7% $47.68 207,885 13 May 2021 Direct
transaction UMBF Common Stock Sale $9,840 -100 -0.05% $98.40 207,785 13 May 2021 Direct
transaction UMBF Common Stock Sale $9,839 -100 -0.05% $98.39 207,685 13 May 2021 Direct
transaction UMBF Common Stock Sale $9,838 -100 -0.05% $98.38 207,585 13 May 2021 Direct
transaction UMBF Common Stock Sale $49,185 -500 -0.24% $98.37 207,085 13 May 2021 Direct
transaction UMBF Common Stock Sale $18,885 -192 -0.09% $98.36 206,893 13 May 2021 Direct
transaction UMBF Common Stock Sale $9,835 -100 -0.05% $98.35 206,793 13 May 2021 Direct
transaction UMBF Common Stock Sale $9,833 -100 -0.05% $98.33 206,693 13 May 2021 Direct
transaction UMBF Common Stock Sale $92,224 -938 -0.45% $98.32 205,755 13 May 2021 Direct
transaction UMBF Common Stock Sale $8,651 -88 -0.04% $98.31 205,667 13 May 2021 Direct
transaction UMBF Common Stock Sale $9,830 -100 -0.05% $98.30 205,567 13 May 2021 Direct
transaction UMBF Common Stock Sale $9,829 -100 -0.05% $98.29 205,467 13 May 2021 Direct
transaction UMBF Common Stock Sale $9,828 -100 -0.05% $98.28 205,367 13 May 2021 Direct
transaction UMBF Common Stock Sale $39,308 -400 -0.19% $98.27 204,967 13 May 2021 Direct
transaction UMBF Common Stock Sale $50,113 -510 -0.25% $98.26 204,457 13 May 2021 Direct
transaction UMBF Common Stock Sale $39,005 -397 -0.19% $98.25 204,060 13 May 2021 Direct
transaction UMBF Common Stock Sale $9,823 -100 -0.05% $98.23 203,960 13 May 2021 Direct
transaction UMBF Common Stock Sale $9,822 -100 -0.05% $98.22 203,860 13 May 2021 Direct
transaction UMBF Common Stock Sale $19,640 -200 -0.1% $98.20 203,660 13 May 2021 Direct
transaction UMBF Common Stock Sale $9,819 -100 -0.05% $98.19 203,560 13 May 2021 Direct
transaction UMBF Common Stock Sale $29,454 -300 -0.15% $98.18 203,260 13 May 2021 Direct
transaction UMBF Common Stock Sale $29,451 -300 -0.15% $98.17 202,960 13 May 2021 Direct
holding UMBF Common Stock 1,000 13 May 2021 By Daughter - Custodial Brokerage Account
holding UMBF Common Stock 2,103 13 May 2021 By Esop
holding UMBF Common Stock 1,000 13 May 2021 By Son - Custodial Brokerage Account
holding UMBF Common Stock 53,800 13 May 2021 By Trust - TUW RC Kemper For John Mariner
holding UMBF Common Stock 12,558 13 May 2021 By Trust: Mary S Hunt Trust
holding UMBF Common Stock 290,397 13 May 2021 Held by Kemper Realty
holding UMBF Common Stock 395,989 13 May 2021 Held by Pioneer Service Corporation
holding UMBF Common Stock 2,023,836 13 May 2021 By Trust - RC Kemper Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UMBF Stock Option (Right to Buy) Options Exercise $0 -9,318 -45% $0.000000 11,175 13 May 2021 Common Stock 9,318 $47.68 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.