J. MARINER KEMPER - 14 May 2021 Form 4 Insider Report for UMB FINANCIAL CORP (UMBF)

Role
Chairman and CEO, Director
Signature
/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper
Issuer symbol
UMBF
Transactions as of
14 May 2021
Net transactions value
+$502,786
Form type
4
Filing time
17 May 2021, 18:17:42 UTC
Previous filing
17 May 2021
Next filing
03 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMBF Common Stock Sale $395 -4 -0% $98.78 187,692 14 May 2021 Direct
transaction UMBF Common Stock Sale $29,643 -300 -0.16% $98.81 187,392 14 May 2021 Direct
transaction UMBF Common Stock Options Exercise $532,824 +11,175 +6% $47.68 198,567 14 May 2021 Direct
holding UMBF Common Stock 1,000 14 May 2021 By Daughter - Custodial Brokerage Account
holding UMBF Common Stock 2,103 14 May 2021 By Esop
holding UMBF Common Stock 1,000 14 May 2021 By Son - Custodial Brokerage Account
holding UMBF Common Stock 53,800 14 May 2021 By Trust - TUW RC Kemper For John Mariner
holding UMBF Common Stock 12,558 14 May 2021 By Trust: Mary S Hunt Trust
holding UMBF Common Stock 290,397 14 May 2021 Held by Kemper Realty
holding UMBF Common Stock 395,989 14 May 2021 Held by Pioneer Service Corporation
holding UMBF Common Stock 2,023,836 14 May 2021 By Trust - RC Kemper Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UMBF Stock Option (Right to Buy) Options Exercise $0 -11,175 -100% $0.000000* 0 14 May 2021 Common Stock 11,175 $47.68 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.