David W. Gibbs - May 18, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
May 18, 2021
Transactions value $
-$164,246
Form type
4
Date filed
5/20/2021, 08:16 AM
Previous filing
Feb 9, 2022
Next filing
Jun 16, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $102K +2.23K +11.12% $45.59 22.3K May 18, 2021 Direct F1
transaction YUM Common Stock Sale -$163K -1.37K -6.4% $119.33 20K May 18, 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer -$102K -858 -3.86% $119.27 21.4K May 18, 2021 Direct F1
holding YUM Common Stock 39.5K May 18, 2021 Trust - DWG
holding YUM Common Stock 26.4K May 18, 2021 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -2.23K -11.11% $0.00 17.8K May 18, 2021 Common Stock 2.23K $45.88 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs on a quarterly basis beginning one year from grant date.