David W. Gibbs - 15 Jun 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
15 Jun 2021
Transactions value $
-$161,008
Form type
4
Filing time
16 Jun 2021, 15:03:55 UTC
Previous filing
20 May 2021
Next filing
16 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $102,220 +2,228 +11.12% $45.88 22,256 15 Jun 2021 Direct F1
transaction YUM Common Stock Disposed to Issuer -$102,239 -866 -3.89% $118.06 21,390 15 Jun 2021 Direct F1
transaction YUM Common Stock Sale -$160,988 -1,362 -6.37% $118.2 20,028 15 Jun 2021 Direct F1
holding YUM Common Stock 39,499 15 Jun 2021 Trust - DWG
holding YUM Common Stock 26,394 15 Jun 2021 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -2,228 -12.5% $0 15,589 15 Jun 2021 Common Stock 2,228 $45.88 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Vesting occurs on a quarterly basis beginning one year from grant date.