Jed A. Plafker - Aug 31, 2021 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Executive Vice President
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Aug 31, 2021
Transactions value $
-$462,432
Form type
4
Date filed
9/2/2021, 03:44 PM
Previous filing
Jun 30, 2021
Next filing
Nov 8, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Tax liability -$462K -14.3K -9.66% $32.44 133K Aug 31, 2021 Direct F1
holding BEN Common Stock, par value $.10 574 Aug 31, 2021 By 401(k) F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of the amount of securities beneficially owned, 41,222 shares represent unvested restricted stock awards and 2,994 shares represent unvested restricted stock unit awards.
F2 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 15, 2021.

Remarks:

Copy of Limited Power of Attorney included as Exhibit 24.