Jed A. Plafker - Nov 5, 2021 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Executive Vice President
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Nov 5, 2021
Transactions value $
-$778,363
Form type
4
Date filed
11/8/2021, 02:57 PM
Previous filing
Sep 2, 2021
Next filing
Nov 10, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Sale -$778K -21.7K -16.28% $35.86 112K Nov 5, 2021 Direct F1
holding BEN Common Stock, par value $.10 579 Nov 5, 2021 By 401(k) F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.845 to $35.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2021.

Remarks:

Copy of Limited Power of Attorney included as Exhibit 24.