J. MARINER KEMPER - 01 Nov 2021 Form 4 Insider Report for UMB FINANCIAL CORP (UMBF)

Role
Chairman and CEO, Director
Signature
/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper
Issuer symbol
UMBF
Transactions as of
01 Nov 2021
Net transactions value
+$1,006,868
Form type
4
Filing time
03 Nov 2021, 16:53:20 UTC
Previous filing
06 Oct 2021
Next filing
03 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMBF Common Stock Options Exercise $1,319,643 +25,664 +13% $51.42 224,255 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $20,004 -200 -0.09% $100.02 224,055 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,013 -100 -0.04% $100.13 223,955 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,021 -100 -0.04% $100.21 223,855 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $30,087 -300 -0.13% $100.29 223,555 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $23,379 -233 -0.1% $100.34 223,322 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,036 -100 -0.04% $100.36 223,222 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,040 -100 -0.04% $100.40 223,122 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $20,082 -200 -0.09% $100.41 222,922 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $30,150 -300 -0.13% $100.50 222,622 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,051 -100 -0.04% $100.51 222,522 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,053 -100 -0.04% $100.53 222,422 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,055 -100 -0.04% $100.55 222,322 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,056 -100 -0.04% $100.56 222,222 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $20,122 -200 -0.09% $100.61 222,022 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $20,126 -200 -0.09% $100.63 221,822 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,069 -100 -0.05% $100.69 221,722 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $20,144 -200 -0.09% $100.72 221,522 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,073 -100 -0.05% $100.73 221,422 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $20,152 -200 -0.09% $100.76 221,222 01 Nov 2021 Direct
transaction UMBF Common Stock Sale $8,062 -80 -0.04% $100.77 221,142 01 Nov 2021 Direct
holding UMBF Common Stock 1,000 01 Nov 2021 By Daughter - Custodial Brokerage Account
holding UMBF Common Stock 2,133 01 Nov 2021 By Esop F1
holding UMBF Common Stock 1,000 01 Nov 2021 By Son - Custodial Brokerage Account
holding UMBF Common Stock 53,800 01 Nov 2021 By Trust - TUW RC Kemper For John Mariner
holding UMBF Common Stock 12,558 01 Nov 2021 By Trust: Mary S Hunt Trust
holding UMBF Common Stock 290,397 01 Nov 2021 Held by Kemper Realty
holding UMBF Common Stock 395,989 01 Nov 2021 Held by Pioneer Service Corporation
holding UMBF Common Stock 2,010,636 01 Nov 2021 By Trust - RC Kemper Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UMBF Stock Option (Right to Buy) Options Exercise $0 -25,664 -58% $0.000000 18,269 01 Nov 2021 Common Stock 25,664 $51.42 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
F2 Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020