J. MARINER KEMPER - 02 Nov 2021 Form 4 Insider Report for UMB FINANCIAL CORP (UMBF)

Role
Chairman and CEO, Director
Signature
/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper
Issuer symbol
UMBF
Transactions as of
02 Nov 2021
Net transactions value
+$27,947
Form type
4
Filing time
03 Nov 2021, 17:04:25 UTC
Previous filing
03 Nov 2021
Next filing
05 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMBF Common Stock Options Exercise $769,295 +14,961 +7.5% $51.42 213,552 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,067 -100 -0.05% $100.67 213,452 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $20,212 -200 -0.09% $101.06 213,252 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,115 -100 -0.05% $101.15 213,152 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,119 -100 -0.05% $101.19 213,052 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $25,512 -252 -0.12% $101.24 212,800 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,128 -100 -0.05% $101.28 212,700 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $31,127 -307 -0.14% $101.39 212,393 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $30,444 -300 -0.14% $101.48 212,093 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $30,459 -300 -0.14% $101.53 211,793 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $20,310 -200 -0.09% $101.55 211,593 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,156 -100 -0.05% $101.56 211,493 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,158 -100 -0.05% $101.58 211,393 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $131,900 -1,319 -0.62% $100.00 210,074 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $40,004 -400 -0.19% $100.01 209,674 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $73,415 -734 -0.35% $100.02 208,940 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $100,330 -1,003 -0.48% $100.03 207,937 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,004 -100 -0.05% $100.04* 207,837 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $33,213 -332 -0.16% $100.04 207,505 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $83,642 -836 -0.4% $100.05 206,669 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $20,012 -200 -0.1% $100.06 206,469 02 Nov 2021 Direct
transaction UMBF Common Stock Sale $30,021 -300 -0.15% $100.07 206,169 02 Nov 2021 Direct
holding UMBF Common Stock 1,000 02 Nov 2021 By Daughter - Custodial Brokerage Account
holding UMBF Common Stock 2,133 02 Nov 2021 By Esop
holding UMBF Common Stock 1,000 02 Nov 2021 By Son - Custodial Brokerage Account
holding UMBF Common Stock 53,800 02 Nov 2021 By Trust - TUW RC Kemper For John Mariner
holding UMBF Common Stock 12,558 02 Nov 2021 By Trust: Mary S Hunt Trust
holding UMBF Common Stock 290,397 02 Nov 2021 Held by Kemper Realty
holding UMBF Common Stock 395,989 02 Nov 2021 Held by Pioneer Service Corporation
holding UMBF Common Stock 2,010,636 02 Nov 2021 By Trust - RC Kemper Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UMBF Stock Option (Right to Buy) Options Exercise $0 -14,961 -82% $0.000000 3,308 02 Nov 2021 Common Stock 14,961 $51.42 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020