J. MARINER KEMPER - 03 Nov 2021 Form 4 Insider Report for UMB FINANCIAL CORP (UMBF)

Role
Chairman and CEO, Director
Signature
/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper
Issuer symbol
UMBF
Transactions as of
03 Nov 2021
Net transactions value
-$98,034
Form type
4
Filing time
05 Nov 2021, 16:16:43 UTC
Previous filing
03 Nov 2021
Next filing
18 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMBF Common Stock Options Exercise $170,097 +3,308 +1.7% $51.42 201,899 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $14,567 -145 -0.07% $100.46 201,754 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,056 -100 -0.05% $100.56 201,654 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,084 -100 -0.05% $100.84 201,554 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,117 -100 -0.05% $101.17 201,454 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,122 -100 -0.05% $101.22 201,354 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $20,246 -200 -0.1% $101.23 201,154 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,136 -100 -0.05% $101.36 201,054 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,137 -100 -0.05% $101.37 200,954 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,159 -100 -0.05% $101.59 200,854 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,171 -100 -0.05% $101.71 200,754 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,181 -100 -0.05% $101.81 200,654 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,182 -100 -0.05% $101.82 200,554 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,190 -100 -0.05% $101.90 200,454 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,194 -100 -0.05% $101.94 200,354 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,217 -100 -0.05% $102.17 200,254 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,218 -100 -0.05% $102.18 200,154 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $20,480 -200 -0.1% $102.40 199,954 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $20,482 -200 -0.1% $102.41 199,754 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,242 -100 -0.05% $102.42 199,654 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $10,243 -100 -0.05% $102.43 199,554 03 Nov 2021 Direct
transaction UMBF Common Stock Sale $29,708 -290 -0.15% $102.44 199,264 03 Nov 2021 Direct
holding UMBF Common Stock 1,000 03 Nov 2021 By Daughter - Custodial Brokerage Account
holding UMBF Common Stock 2,133 03 Nov 2021 By Esop
holding UMBF Common Stock 1,000 03 Nov 2021 By Son - Custodial Brokerage Account
holding UMBF Common Stock 53,800 03 Nov 2021 By Trust - TUW RC Kemper For John Mariner
holding UMBF Common Stock 12,558 03 Nov 2021 By Trust: Mary S Hunt Trust
holding UMBF Common Stock 290,397 03 Nov 2021 Held by Kemper Realty
holding UMBF Common Stock 395,989 03 Nov 2021 Held by Pioneer Service Corporation
holding UMBF Common Stock 2,010,636 03 Nov 2021 By Trust - RC Kemper Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UMBF Stock Option (Right to Buy) Options Exercise $0 -3,308 -100% $0.000000* 0 03 Nov 2021 Common Stock 3,308 $51.42 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020