Alfred M. Rankin - 03 Jan 2022 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Chairman, Director, Group Member
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
03 Jan 2022
Transactions value $
$0
Form type
4
Filing time
04 Jan 2022, 14:58:50
Previous filing
11 Feb 2022
Next filing
04 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Award +1.16K +0.49% 236K 03 Jan 2022 AMR Main Trust(A) F1, F2, F3
holding NC Class A Common Stock 14.2K 03 Jan 2022 AMR - IRA F4
holding NC Class A Common Stock 1.98K 03 Jan 2022 AMR - RMI (Delaware) F5
holding NC Class A Common Stock 18.6K 03 Jan 2022 AMR - Trust2 (SR) F6
holding NC Class A Common Stock 9.6K 03 Jan 2022 AMR - Trust3 (Grandchildren) F7
holding NC Class A Common Stock 14.3K 03 Jan 2022 BTR - Class A Trust
holding NC Class A Common Stock 34.9K 03 Jan 2022 VGR - Trust F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 2K 03 Jan 2022 Class A Common Stock 2K AMR-RAI/B F2, F9
holding NC Class B Common Stock 167K 03 Jan 2022 Class A Common Stock 167K AMR - Trust - B F2, F3
holding NC Class B Common Stock 25 03 Jan 2022 Class A Common Stock 25 AMR RAIV - GP F2
holding NC Class B Common Stock 9.43K 03 Jan 2022 Class A Common Stock 9.43K By Trust/Daughter 2 F2, F10
holding NC Class B Common Stock 9.43K 03 Jan 2022 Class A Common Stock 9.43K By Trust/Daughter 1 F2, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2 N/A
F3 Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
F4 Held in an Individual Retirement Account for the benefit of the Reporting Person.
F5 Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
F6 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.
F7 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
F8 Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F9 Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
F10 Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams.
F11 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler.