ALFRED M. RANKIN - 31 Dec 2021 Form 5 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Chairman, Director, Group Member
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
11 Feb 2022, 11:22:04 UTC
Previous filing
04 Jan 2022
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other $0 -2,661 -14% $0.000000 15,964 19 Nov 2021 AMR - Trust2 (SR) F1, F2, F3
holding NC Class A Common Stock 14,160 31 Dec 2021 AMR - IRA F4
holding NC Class A Common Stock 1,975 31 Dec 2021 AMR - RMI (Delaware) F5
holding NC Class A Common Stock 9,600 31 Dec 2021 AMR - Trust3 (Grandchildren) F6
holding NC Class A Common Stock 234,362 31 Dec 2021 AMR Main Trust(A) F7
holding NC Class A Common Stock 14,313 31 Dec 2021 BTR - Class A Trust
holding NC Class A Common Stock 34,936 31 Dec 2021 VGR - Trust F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 2,000 31 Dec 2021 Class A Common Stock 2,000 AMR-RAI/B F2, F9
holding NC Class B Common Stock 166,519 31 Dec 2021 Class A Common Stock 166,519 AMR - Trust - B F2, F7
holding NC Class B Common Stock 25 31 Dec 2021 Class A Common Stock 25 AMR RAIV - GP F2
holding NC Class B Common Stock 9,431 31 Dec 2021 Class A Common Stock 9,431 By Trust/Daughter 2 F2, F10
holding NC Class B Common Stock 9,431 31 Dec 2021 Class A Common Stock 9,431 By Trust/Daughter 1 F2, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transfer of shares pursuant to terms of the GST.
F2 N/A
F3 Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.
F4 Held in an Individual Retirement Account for the benefit of the Reporting Person.
F5 Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
F6 Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
F7 Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.
F8 Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F9 Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
F10 Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams.
F11 Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler.