Jesus Arregui - 05 Aug 2022 Form 4 Insider Report for Snap-on Inc (SNA)

Role
Sr VP & President - Commercial
Signature
/s/ Ryan S. Lovitz under Power of Attorney for Jesus Arregui
Issuer symbol
SNA
Transactions as of
05 Aug 2022
Transactions value $
-$109,165
Form type
4
Filing time
05 Aug 2022, 17:10:40 UTC
Previous filing
14 Feb 2022
Next filing
13 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNA Common Stock Options Exercise $126,464 +1,600 +85.85% $79.04 3,463 05 Aug 2022 Direct F1, F2
transaction SNA Common Stock Disposed to Issuer -$126,656 -567 -16.37% $223.38 2,896 05 Aug 2022 Direct F1
transaction SNA Common Stock Sale -$108,972 -488 -16.85% $223.3 2,408 05 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Stock Appreciation Rights Options Exercise $0 -1,600 -100% $0* 0 05 Aug 2022 Common Stock 1,600 $79.04 Direct F1, F3
holding SNA Stock Appreciation Rights 3,466 05 Aug 2022 Common Stock 3,466 $109.43 Direct F3
holding SNA Stock Appreciation Rights 5,500 05 Aug 2022 Common Stock 5,500 $144.69 Direct F3
holding SNA Stock Appreciation Rights 6,500 05 Aug 2022 Common Stock 6,500 $138.03 Direct F3
holding SNA Stock Appreciation Rights 7,500 05 Aug 2022 Common Stock 7,500 $168.7 Direct F3
holding SNA Stock Appreciation Rights 5,674 05 Aug 2022 Common Stock 5,674 $161.18 Direct F3
holding SNA Stock Appreciation Rights 12,000 05 Aug 2022 Common Stock 12,000 $155.92 Direct F3
holding SNA Stock Appreciation Rights 13,500 05 Aug 2022 Common Stock 13,500 $155.34 Direct F4
holding SNA Stock Appreciation Rights 9,672 05 Aug 2022 Common Stock 9,672 $189.89 Direct F4
holding SNA Stock Appreciation Rights 8,003 05 Aug 2022 Common Stock 8,003 $211.67 Direct F4
holding SNA Restricted Stock Units 1,508 05 Aug 2022 Common Stock 1,508 Direct F5, F6
holding SNA Restricted Stock Units 1,368 05 Aug 2022 Common Stock 1,368 Direct F5, F6
holding SNA Performance Units 1,671 05 Aug 2022 Common Stock 1,671 Direct F5, F7
holding SNA Performance Units 3,016 05 Aug 2022 Common Stock 3,016 Direct F5, F8
holding SNA Performance Units 2,736 05 Aug 2022 Common Stock 2,736 Direct F5, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of Rule 16b-3 stock appreciation rights.
F2 Includes 25.5838 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and 2.4568 shares acquired under a dividend reinvestment plan.
F3 Stock appreciation rights grant fully vested.
F4 Original stock appreciation rights grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F5 1 for 1.
F6 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F7 If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F8 If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F9 If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.