DAVID P. PHILLIPS - 31 Dec 2022 Form 5 Insider Report for PUBLIX SUPER MARKETS INC

Signature
/s/ Monica Allman, POA on file for David Phillips
Issuer symbol
N/A
Transactions as of
31 Dec 2022
Net transactions value
+$128,068
Form type
5
Filing time
03 Feb 2023, 10:19:06 UTC
Previous filing
28 Jan 2022
Next filing
26 Jan 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding Common Stock 814,390 31 Dec 2022 Direct F1
holding Common Stock 35,000 31 Dec 2022 By Custodian For Child F1
holding Common Stock 85,125 31 Dec 2022 By IRA F1
holding Common Stock 573,145 31 Dec 2022 By Spouse as Trustee for Irrevocable Trusts F1
holding Common Stock 346,596 31 Dec 2022 By ESOP F2
holding Common Stock 11,197 31 Dec 2022 By 401(k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SERP Stock Award $128,068 +9,307 +10% $13.76* 98,799 01 Mar 2022 Common Stock 9,307 By SERP F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares reported as beneficially owned has been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.
F2 Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c). The number of shares reported had been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.
F3 Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c). The number of shares reported had been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.
F4 Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan. The number of shares reported has been adjusted for the 5-for-1 split of Publix Super Markets, Inc. common stock effective April 14, 2022.