DAVID PHILLIPS - 31 Dec 2023 Form 5 Insider Report for PUBLIX SUPER MARKETS INC (NONE)

Role
Chief Financial Officer
Signature
/s/ Monica Allman, POA on file for David Phillips
Issuer symbol
NONE
Transactions as of
31 Dec 2023
Transactions value $
$120,457
Form type
5
Filing time
26 Jan 2024, 11:02:15 UTC
Previous filing
03 Feb 2023
Next filing
24 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NONE Common Stock 814K 31 Dec 2023 Direct
holding NONE Common Stock 85.1K 31 Dec 2023 By IRA
holding NONE Common Stock 35K 31 Dec 2023 By Custodian For Child
holding NONE Common Stock 573K 31 Dec 2023 By Spouse as Trustee for Irrevocable Trusts
holding NONE Common Stock 11.5K 31 Dec 2023 By 401(k) F1
holding NONE Common Stock 348K 31 Dec 2023 By ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NONE SERP Stock Award $120K +8.28K +8.38% $14.55* 107K 01 Mar 2023 Common Stock 8.28K By SERP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
F2 Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
F3 Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.