Jesus Arregui - 27 Apr 2023 Form 4 Insider Report for Snap-on Inc (SNA)

Role
Sr VP & President - Commercial
Signature
/s/ Ryan S. Lovitz under Power of Attorney for Jesus Arregui
Issuer symbol
SNA
Transactions as of
27 Apr 2023
Transactions value $
-$510,222
Form type
4
Filing time
27 Apr 2023, 17:57:13 UTC
Previous filing
13 Feb 2023
Next filing
12 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNA Common Stock Options Exercise $379,284 +3,466 +87% $109.43 7,451 27 Apr 2023 Direct F1, F2
transaction SNA Common Stock Disposed to Issuer -$379,310 -1,478 -20% $256.64 5,973 27 Apr 2023 Direct F1
transaction SNA Common Stock Sale -$510,195 -1,988 -33% $256.64 3,985 27 Apr 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Stock Appreciation Rights Options Exercise -3,466 -100% 0 27 Apr 2023 Common Stock 3,466 $109.43 Direct F1, F4
holding SNA Stock Appreciation Rights 5,500 27 Apr 2023 Common Stock 5,500 $144.69 Direct F4
holding SNA Stock Appreciation Rights 6,500 27 Apr 2023 Common Stock 6,500 $138.03 Direct F4
holding SNA Stock Appreciation Rights 7,500 27 Apr 2023 Common Stock 7,500 $168.7 Direct F4
holding SNA Stock Appreciation Rights 5,674 27 Apr 2023 Common Stock 5,674 $161.18 Direct F4
holding SNA Stock Appreciation Rights 12,000 27 Apr 2023 Common Stock 12,000 $155.92 Direct F4
holding SNA Stock Appreciation Rights 13,500 27 Apr 2023 Common Stock 13,500 $155.34 Direct F4
holding SNA Stock Appreciation Rights 9,672 27 Apr 2023 Common Stock 9,672 $189.89 Direct F5
holding SNA Stock Appreciation Rights 8,003 27 Apr 2023 Common Stock 8,003 $211.67 Direct F5
holding SNA Restricted Stock Units 1,508 27 Apr 2023 Common Stock 1,508 Direct F6, F7
holding SNA Restricted Stock Units 1,368 27 Apr 2023 Common Stock 1,368 Direct F6, F7
holding SNA Restricted Stock Units 1,332 27 Apr 2023 Common Stock 1,332 Direct F6, F7
holding SNA Performance Units 3,016 27 Apr 2023 Common Stock 3,016 Direct F6, F8
holding SNA Performance Units 2,736 27 Apr 2023 Common Stock 2,736 Direct F6, F9
holding SNA Performance Units 2,663 27 Apr 2023 Common Stock 2,663 Direct F6, F10
holding SNA Stock Appreciation Rights 5,830 27 Apr 2023 Common Stock 5,830 $249.26 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of Rule 16b-3 stock appreciation rights.
F2 Includes 1.3139 shares acquired under a dividend reinvestment plan.
F3 This transaction was executed in multiple trades at prices ranging from $256.10 to $256.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F4 Stock appreciation rights grant fully vested.
F5 Original stock appreciation rights grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F6 1 for 1.
F7 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F8 If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F9 If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F10 If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.