Keene S Turner - Dec 31, 2024 Form 5 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
SEVP, Chief Financial Officer
Signature
/s/ Keene S. Turner
Stock symbol
EFSC
Transactions as of
Dec 31, 2024
Transactions value $
$0
Form type
5
Date filed
1/29/2025, 12:07 PM
Previous filing
Jun 12, 2024
Next filing
Feb 5, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 48.7K Dec 31, 2024 Direct
holding EFSC Common Stock 1.59K Dec 31, 2024 401(k) Plan F1
holding EFSC Depository Shares 2K Dec 31, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EFSC Non Qualified Stock Option (Right to Buy) 9.04K Dec 31, 2024 Common Stock 9.04K $43.81 Direct
holding EFSC Non Qualified Stock Option (Right to Buy) 9.93K Dec 31, 2024 Common Stock 9.93K $48.34 Direct F3
holding EFSC Non Qualified Stock Option (Right to Buy) 9.61K Dec 31, 2024 Common Stock 9.61K $54.46 Direct F4
holding EFSC Non Qualified Stock Option (Right to Buy) 15.2K Dec 31, 2024 Common Stock 15.2K $39.50 Direct F5
holding EFSC Restricted Share Units 1.76K Dec 31, 2024 Common Stock 1.76K Direct F6, F7
holding EFSC Restricted Share Units 1.96K Dec 31, 2024 Common Stock 1.96K Direct F6, F8
holding EFSC Restricted Share Units 2.9K Dec 31, 2024 Common Stock 2.9K Direct F6, F9
holding EFSC Restricted Share Units 9.98K Dec 31, 2024 Common Stock 9.98K Direct F6, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F2 1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
F3 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F4 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F5 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F6 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F7 The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
F8 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F9 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F10 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.