George Oliver - Feb 6, 2025 Form 4 Insider Report for Johnson Controls International plc (JCI)

Signature
/s/ Leanne Michels, attorney-in-fact
Stock symbol
JCI
Transactions as of
Feb 6, 2025
Transactions value $
-$20,703,330
Form type
4
Date filed
2/7/2025, 05:15 PM
Previous filing
Dec 19, 2024
Next filing
Feb 11, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Options Exercise $7.67M +205K +16.28% $37.36 1.47M Feb 6, 2025 Direct
transaction JCI Ordinary Shares Sale -$14M -163K -11.13% $85.99 1.3M Feb 6, 2025 Direct F1
transaction JCI Ordinary Shares Sale -$3.66M -42.1K -3.23% $86.89 1.26M Feb 6, 2025 Direct F2
transaction JCI Ordinary Shares Options Exercise $4.92M +132K +10.45% $37.36 1.39M Feb 7, 2025 Direct
transaction JCI Ordinary Shares Options Exercise $2.45M +73.5K +5.28% $33.39 1.47M Feb 7, 2025 Direct
transaction JCI Ordinary Shares Sale -$17.6M -200K -13.66% $88.02 1.27M Feb 7, 2025 Direct F3
transaction JCI Ordinary Shares Sale -$433K -4.89K -0.39% $88.57 1.26M Feb 7, 2025 Direct F4
holding JCI Ordinary Shares 108K Feb 6, 2025 GRO Sr. 5 Year GRAT
holding JCI Ordinary Shares 69.9K Feb 6, 2025 Oliver Family Trust (SLAT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -205K -60.9% $0.00 132K Feb 6, 2025 Ordinary Shares 205K $37.36 Direct F5
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -132K -100% $0.00 0 Feb 7, 2025 Ordinary Shares 132K $37.36 Direct F5
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -73.5K -17.2% $0.00 354K Feb 7, 2025 Ordinary Shares 73.5K $33.39 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.66 to $86.63 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $86.66 to $87.17 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.50 to $88.49 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.50 to $88.67 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.