George Oliver - Feb 10, 2025 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role
Chairman & CEO
Signature
/s/ Leanne Michels, attorney-in-fact
Stock symbol
JCI
Transactions as of
Feb 10, 2025
Transactions value $
-$24,751,469
Form type
4
Date filed
2/11/2025, 08:44 PM
Previous filing
Feb 7, 2025
Next filing
Feb 14, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Options Exercise $6.85M +205K +16.28% $33.39 1.47M Feb 10, 2025 Direct
transaction JCI Ordinary Shares Sale -$18.1M -203K -13.83% $89.06 1.26M Feb 10, 2025 Direct F1
transaction JCI Ordinary Shares Sale -$216K -2.4K -0.19% $89.83 1.26M Feb 10, 2025 Direct
transaction JCI Ordinary Shares Options Exercise $4.96M +149K +11.78% $33.39 1.41M Feb 11, 2025 Direct
transaction JCI Ordinary Shares Sale -$16.7M -187K -13.29% $89.09 1.22M Feb 11, 2025 Direct F2
transaction JCI Ordinary Shares Sale -$1.6M -17.9K -1.46% $89.60 1.2M Feb 11, 2025 Direct F3
holding JCI Ordinary Shares 108K Feb 10, 2025 GRO Sr. 5 Year GRAT
holding JCI Ordinary Shares 69.9K Feb 10, 2025 Oliver Family Trust (SLAT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -205K -58.01% $0.00 149K Feb 10, 2025 Ordinary Shares 205K $33.39 Direct F4
transaction JCI Employee Stock Option (Right to Buy) Options Exercise $0 -149K -100% $0.00 0 Feb 11, 2025 Ordinary Shares 149K $33.39 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.81 to $89.55 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.54 to $89.54 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $89.54 to $89.72 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.