Xueling Lu - Feb 8, 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Controller and PAO
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 8, 2025
Transactions value $
-$73,290
Form type
4
Date filed
2/11/2025, 10:02 AM
Previous filing
Jan 22, 2025
Next filing
Feb 12, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +1.37K +5.73% $0.00 25.3K Feb 8, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$26.9K -556 -2.19% $48.44 24.8K Feb 8, 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +1.24K +5% $0.00 26K Feb 9, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$27K -558 -2.14% $48.44 25.5K Feb 9, 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +885 +3.48% $0.00 26.3K Feb 9, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$19.3K -399 -1.51% $48.44 25.9K Feb 9, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -1.37K -32.99% $0.00 2.79K Feb 8, 2025 Common Stock 1.37K Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -1.24K -50.08% $0.00 1.24K Feb 9, 2025 Common Stock 1.24K Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Options Exercise $0 -885 -49.28% $0.00 911 Feb 9, 2025 Common Stock 885 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/8/2024.
F3 This grant does not have an expiration date.
F4 Vesting occurs 50% on the second anniversary of 2/9/2023 and the remaining 50% vesting occurs on the third anniversary of 2/9/2023.
F5 Vesting occurs 1/3 per year beginning one year from 2/9/2023.