Xueling Lu - Feb 10, 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Controller and PAO
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 10, 2025
Transactions value $
-$6,730
Form type
4
Date filed
2/12/2025, 09:19 AM
Previous filing
Feb 11, 2025
Next filing
Mar 31, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +310 +1.19% $0.00 26.3K Feb 10, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$6.73K -140 -0.53% $48.07 26.1K Feb 10, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Award $0 +3.64K $0.00 3.64K Feb 10, 2025 Common Stock 3.64K Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -310 -50.41% $0.00 305 Feb 10, 2025 Common Stock 310 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/10/2025.
F3 This grant does not have an expiration date.
F4 Vesting occurs 25% per year beginning one year from 2/10/2022.