Joey Wat - Feb 8, 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Executive Officer, Director
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 8, 2025
Transactions value $
-$326,292
Form type
4
Date filed
2/11/2025, 10:05 AM
Previous filing
Jan 22, 2025
Next filing
Feb 12, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +42.3K +13.46% $0.00 357K Feb 8, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$197K -4.07K -1.14% $48.44 353K Feb 8, 2025 Direct
transaction YUMC Common Stock Options Exercise $0 +27.3K +7.73% $0.00 380K Feb 9, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$129K -2.66K -0.7% $48.44 377K Feb 9, 2025 Direct
holding YUMC Common Stock 273K Feb 8, 2025 Controlled Corporation and Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -42.3K -33% $0.00 85.9K Feb 8, 2025 Common Stock 42.3K Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -27.3K -49.25% $0.00 28.1K Feb 9, 2025 Common Stock 27.3K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/8/2024.
F3 This grant does not have an expiration date.
F4 Vesting occurs 1/3 per year beginning one year from 2/9/2023.