Joey Wat - Feb 10, 2025 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Executive Officer, Director
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 10, 2025
Transactions value $
-$64,414
Form type
4
Date filed
2/12/2025, 09:35 AM
Previous filing
Feb 11, 2025
Next filing
Mar 6, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +6.72K +1.78% $0.00 384K Feb 10, 2025 Direct F1
transaction YUMC Common Stock Tax liability -$64.4K -1.34K -0.35% $48.07 383K Feb 10, 2025 Direct
holding YUMC Common Stock 273K Feb 10, 2025 Controlled Corporation and Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Award $0 +104K $0.00 104K Feb 10, 2025 Common Stock 104K Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Options Exercise $0 -6.72K -50.01% $0.00 6.72K Feb 10, 2025 Common Stock 6.72K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 2/10/2025.
F3 This grant does not have an expiration date.
F4 Vesting occurs 25% per year beginning one year from 2/10/2022.