Trevor Ogle - Feb 20, 2025 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Feb 20, 2025
Transactions value $
-$435,073
Form type
4
Date filed
2/24/2025, 04:10 PM
Previous filing
Feb 20, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Sale -$279K -3.76K -27.49% $74.25 9.93K Feb 20, 2025 Direct F1, F2
transaction VOYA Common Stock Sale -$156K -2.12K -21.34% $73.45 7.81K Feb 21, 2025 Direct F1, F3
holding VOYA Common Stock 6.12K Feb 20, 2025 By 401(k) Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Restricted Stock Units 19.6K Feb 20, 2025 Common Stock 19.6K Direct F5
holding VOYA Performance Stock Unit 49.3K Feb 20, 2025 Common Stock 49.3K Direct F6
holding VOYA Performance-Based Stock Options 12.5K Feb 20, 2025 Common Stock 12.5K Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2024.
F2 This transaction was executed in multiple trades at prices ranging from $74.00 to $74.58. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
F3 This transaction was executed in multiple trades at prices ranging from $73.055 to $73.86. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
F4 Includes automatic semi-monthly contributions to the reporting person's 401(k).
F5 The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
F6 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F7 The options vest based on conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Strategy, M&A Corporate Transactions Officer