Ann M. Kappler - Feb 28, 2025 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and General Counsel
Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 28, 2025
Transactions value $
-$337,473
Form type
4
Date filed
3/4/2025, 02:38 PM
Previous filing
Feb 12, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +1.65K +7.47% $0.00 23.7K Feb 28, 2025 Direct F1
transaction PRU Common Stock Tax liability -$87.1K -757 -3.19% $115.10 23K Feb 28, 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +2.22K +9.66% $0.00 25.2K Feb 28, 2025 Direct F1
transaction PRU Common Stock Tax liability -$117K -1.02K -4.05% $115.10 24.2K Feb 28, 2025 Direct F2
transaction PRU Common Stock Options Exercise $0 +2.5K +10.36% $0.00 26.7K Feb 28, 2025 Direct F1
transaction PRU Common Stock Tax liability -$133K -1.16K -4.34% $115.10 25.5K Feb 28, 2025 Direct F2
holding PRU Common Stock 822 Feb 28, 2025 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2022 Restricted Stock Units Options Exercise $0 -1.65K -100% $0.00 0 Feb 28, 2025 Common Stock 1.65K $0.00 Direct F3, F4
transaction PRU 2023 Restricted Stock Units Options Exercise $0 -2.22K -49.99% $0.00 2.22K Feb 28, 2025 Common Stock 2.22K $0.00 Direct F3, F5
transaction PRU 2024 Restricted Stock Units Options Exercise $0 -2.5K -33.33% $0.00 5.01K Feb 28, 2025 Common Stock 2.5K $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6 The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.