| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SA THOMAS A | EVP/Chief Operating Officer | 224 AIRPORT PARKWAY, SAN JOSE | /s/ Janisha Sabnani as Attorney in fact for Thomas A. Sa | 05 Aug 2025 | 0001033605 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTBK | Common Stock, No Par Value | Purchase | $185,000 | +20,000 | $9.25 | 20,000 | 01 Aug 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | HTBK | Performance-Based Restricted Stock Unit | 13,036 | 01 Aug 2025 | Common Stock, No Par Value | 13,036 | $0.000000 | Direct | ||||||
| holding | HTBK | Restricted Stock Unit | 37,664 | 01 Aug 2025 | Common Stock, No Par Value | 37,664 | $0.000000 | Direct | ||||||
| holding | HTBK | Restricted Stock Unit | 13,036 | 01 Aug 2025 | Common Stock, No Par Value | 13,036 | $0.000000 | Direct |