SA THOMAS A - 18 Nov 2025 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Executive Vice President / COO
Signature
/s/Janisha Sabnani as Attorney-in-Fact for Thomas A. Sa
Issuer symbol
HTBK
Transactions as of
18 Nov 2025
Net transactions value
$0
Form type
4
Filing time
20 Nov 2025, 13:13:22 UTC
Previous filing
05 Aug 2025
Next filing
29 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SA THOMAS A Executive Vice President / COO 224 AIRPORT PARKWAY, SAN JOSE /s/Janisha Sabnani as Attorney-in-Fact for Thomas A. Sa 20 Nov 2025 0001033605

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Award $0 +503 +2.5% $0.000000 20,503 18 Nov 2025 Direct F1
transaction HTBK Common Stock, No Par Value Options Exercise $0 +12,554 +61% $0.000000 33,057 18 Nov 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Restricted Stock Unit Options Exercise $0 -12,554 -33% $0.000000 25,110 18 Nov 2025 Common Stock, No Par Value 12,554 $0.000000 Direct F2
holding HTBK Performance-Based Restricted Stock Unit 13,036 18 Nov 2025 Common Stock, No Par Value 13,036 $0.000000 Direct
holding HTBK Restricted Stock Unit 13,036 18 Nov 2025 Common Stock, No Par Value 13,036 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person acquired 503 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the Restricted Stock Units, or RSU's grant.
F2 The RSUs vest annually in three equal installments commencing on November 18, 2025, the first anniversary of the holders' grant date, the second tranche will vest on November 18, 2026.The remaining RSUs will vest on November 18, 2027.