Trevor Ogle - Aug 15, 2025 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Chief Legal Officer
Signature
/s/ Julie Watson, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Aug 15, 2025
Transactions value $
-$567,400
Form type
4
Date filed
8/19/2025, 04:10 PM
Previous filing
Jul 3, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ogle Trevor Executive Vice President, Chief Legal Officer 200 PARK AVENUE, NEW YORK /s/ Julie Watson, Attorney-in-Fact 2025-08-19 0001947110

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $470K +12.5K +145.86% $37.60 21.1K Aug 15, 2025 Direct F1
transaction VOYA Common Stock Sale -$1.04M -13.8K -65.65% $75.00 7.24K Aug 15, 2025 Direct F1
holding VOYA Common Stock 6.38K Aug 15, 2025 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Performance-Based Stock Options Options Exercise $0 -12.5K -100% $0.00 0 Aug 15, 2025 Common Stock 12.5K Direct F2
holding VOYA Performance Stock Unit 49.3K Aug 15, 2025 Common Stock 49.3K Direct F3
holding VOYA Restricted Stock Units 18K Aug 15, 2025 Common Stock 18K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The options executed and stock sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2024.
F2 The options vest based on conditions set forth in their respective agreements.
F3 The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
F4 The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.

Remarks:

Executive Vice President, Chief Legal Officer