Daniel Stanley Perotti - Sep 5, 2025 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Perotti
Stock symbol
PFSI
Transactions as of
Sep 5, 2025
Transactions value $
-$341,143
Form type
4
Date filed
9/8/2025, 06:06 PM
Previous filing
Sep 3, 2025
Next filing
Oct 24, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Perotti Daniel Stanley Chief Financial Officer C/O PENNYMAC FINANCIAL SERVICES, INC., 3043 TOWNSGATE ROAD, WESTLAKE VILLAGE /s/ Derek W. Stark, attorney-in-fact for Mr. Perotti 2025-09-08 0001591994

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale -$341K -2.93K -1.28% $116.63 225K Sep 5, 2025 The Perotti Family Trust F1
holding PFSI Common Stock 9.96K Sep 5, 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2025.
F2 The reported amount consists of 9,964 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.