James E. Francese - 21 May 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Sr. VP, Comm. Ops., NA, APAC
Signature
/s/ Samuel Gesten as attorney-in-fact for James Francese
Issuer symbol
STAA
Transactions as of
21 May 2021
Net transactions value
-$3,450,540
Form type
4
Filing time
25 May 2021, 16:11:05 UTC
Previous filing
12 May 2021
Next filing
18 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $141,927 +15,261 +29% $9.30* 67,891 21 May 2021 Direct
transaction STAA Common Stock Sale $1,935,553 -15,261 -22% $126.83 52,630 21 May 2021 Direct F1
transaction STAA Common Stock Options Exercise $234,175 +14,500 +28% $16.15 67,130 24 May 2021 Direct
transaction STAA Common Stock Sale $1,891,090 -14,500 -22% $130.42 52,630 24 May 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -15,261 -51% $0.000000 14,739 21 May 2021 Common Stock 15,261 $9.30 Direct
transaction STAA Common Stock Options Options Exercise $0 -14,500 -58% $0.000000 10,500 24 May 2021 Common Stock 14,500 $16.15 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.51 to $127.44, inclusive.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.58 to $131.22, inclusive.