James E. Francese - 18 Aug 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Sr. VP, Comm. Ops., NA, APAC
Signature
/s/ Samuel Gesten as attorney-in-fact for James Francese
Issuer symbol
STAA
Transactions as of
18 Aug 2021
Net transactions value
-$1,918,064
Form type
4
Filing time
18 Aug 2021, 18:19:24 UTC
Previous filing
25 May 2021
Next filing
08 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $37,600 +5,000 +9.5% $7.52* 57,630 18 Aug 2021 Direct
transaction STAA Common Stock Options Exercise $59,174 +3,664 +6.4% $16.15 61,294 18 Aug 2021 Direct
transaction STAA Common Stock Options Exercise $188,813 +6,336 +10% $29.80 67,630 18 Aug 2021 Direct
transaction STAA Common Stock Sale $2,203,650 -15,000 -22% $146.91 52,630 18 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -5,000 -28% $0.000000 13,075 18 Aug 2021 Common Stock 5,000 $7.52 Direct
transaction STAA Common Stock Options Options Exercise $0 -3,664 -35% $0.000000 6,836 18 Aug 2021 Common Stock 3,664 $16.15 Direct
transaction STAA Common Stock Options Options Exercise $0 -6,336 -47% $0.000000 7,148 18 Aug 2021 Common Stock 6,336 $29.80 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.31 to $148.37, inclusive.