Darren Jeffrey Watt - 31 Dec 2020 Form 4/A - Amendment Insider Report for RITCHIE BROS AUCTIONEERS INC (RBA)

Role
Gen. Counsel & Corp. Secretary
Signature
/s/ Maria Teresa Punsalan as attorney-in-fact for Darren Jeffrey Watt.
Issuer symbol
RBA
Transactions as of
31 Dec 2020
Transactions value $
$10,765
Form type
4/A - Amendment
Filing time
07 Jun 2021, 19:28:45 UTC
Date Of Original Report
11 Jan 2021
Next filing
16 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Other $10.8K +172 +7.02% $62.59 2.62K 31 Dec 2020 Employee Stock Purchase Plan F1, F2, F3
holding RBA Common Shares 2.93K 31 Dec 2020 Direct
holding RBA Common Shares 1.7K 31 Dec 2020 Long-Term Investment Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This report is being filed voluntarily to reflect ESPP shares purchased from December 8, 2020 through December 31, 2020, in multiple transactions exempted by Rule 16b-3(c).
F2 Due to a clerical error, amount of securities issued corrected from 359 to 172.
F3 The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from December 8, 2020 through December 31, 2020, at prices ranging from $48.11 to $70.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.