Seth Jaffe - Jun 30, 2021 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
EVP & General Counsel
Signature
/s/ David Jedrzejek, Attorney-in-Fact
Stock symbol
LEVI
Transactions as of
Jun 30, 2021
Transactions value $
-$2,295,366
Form type
4
Date filed
7/2/2021, 04:19 PM
Previous filing
Apr 21, 2023
Next filing
Oct 5, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +41.8K +35.78% $0.00 159K Jul 1, 2021 Direct F1, F2
transaction LEVI Class A Common Stock Sale -$1.16M -41.8K -26.35% $27.67 117K Jul 1, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Stock Appreciation Rights Options Exercise $0 -113K -50% $0.00 113K Jun 30, 2021 Class B Common Stock 113K $7.43 Direct F4, F5
transaction LEVI Class B Common Stock Options Exercise $841K +113K +49.55% $7.43 342K Jun 30, 2021 Class A Common Stock 113K Direct F5
transaction LEVI Class B Common Stock Disposed to Issuer -$1.98M -71.4K -20.9% $27.72 270K Jun 30, 2021 Class A Common Stock 71.4K Direct F5
transaction LEVI Class B Common Stock Conversion of derivative security $0 -41.8K -15.46% $0.00 228K Jul 1, 2021 Class A Common Stock 41.8K Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
F2 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F3 Price represents the weighted average sale price of the shares sold. The sale price ranged from $27.48 to $28.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4 100% of these stock appreciation rights are fully vested.
F5 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.