Seth Jaffe - Oct 1, 2021 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
EVP & General Counsel
Signature
/s/ David Jedrzejek, Attorney-in-Fact
Stock symbol
LEVI
Transactions as of
Oct 1, 2021
Transactions value $
-$986,443
Form type
4
Date filed
10/5/2021, 08:34 PM
Previous filing
Jul 2, 2021
Next filing
Oct 12, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +40.1K +34.45% $0.00 157K Oct 1, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Stock Appreciation Rights Options Exercise $0 -113K -100% $0.00* 0 Oct 1, 2021 Class B Common Stock 113K $7.43 Direct F1, F3, F4
transaction LEVI Class B Common Stock Options Exercise $841K +113K +49.55% $7.43 342K Oct 1, 2021 Class A Common Stock 113K Direct F1, F4
transaction LEVI Class B Common Stock Disposed to Issuer -$1.83M -73.1K -21.39% $25.00 269K Oct 1, 2021 Class A Common Stock 73.1K Direct F1, F4
transaction LEVI Class B Common Stock Conversion of derivative security $0 -40.1K -14.94% $0.00 228K Oct 1, 2021 Class A Common Stock 40.1K Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
F2 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F3 100% of these stock appreciation rights are fully vested.
F4 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.