SETH JAFFE - 01 Oct 2021 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
EVP & General Counsel
Signature
/s/ David Jedrzejek, Attorney-in-Fact
Issuer symbol
LEVI
Transactions as of
01 Oct 2021
Net transactions value
-$986,443
Form type
4
Filing time
05 Oct 2021, 20:34:11 UTC
Previous filing
02 Jul 2021
Next filing
12 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +40,124 +34% $0.000000 156,578 01 Oct 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Stock Appreciation Rights Options Exercise $0 -113,203 -100% $0.000000* 0 01 Oct 2021 Class B Common Stock 113,203 $7.42 Direct F1, F3, F4
transaction LEVI Class B Common Stock Options Exercise $840,532 +113,203 +50% $7.42 341,683 01 Oct 2021 Class A Common Stock 113,203 Direct F1, F4
transaction LEVI Class B Common Stock Disposed to Issuer $1,826,975 -73,079 -21% $25.00 268,604 01 Oct 2021 Class A Common Stock 73,079 Direct F1, F4
transaction LEVI Class B Common Stock Conversion of derivative security $0 -40,124 -15% $0.000000 228,480 01 Oct 2021 Class A Common Stock 40,124 Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
F2 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F3 100% of these stock appreciation rights are fully vested.
F4 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.