Darren Jeffrey Watt - 16 Aug 2021 Form 4 Insider Report for RITCHIE BROS AUCTIONEERS INC (RBA)

Role
Gen. Counsel & Corp. Secretary
Signature
/s/ Maria Teresa Punsalan as attorney-in-fact for Darren Jeffrey Watt.
Issuer symbol
RBA
Transactions as of
16 Aug 2021
Transactions value $
-$125,330
Form type
4
Filing time
17 Aug 2021, 14:39:19 UTC
Previous filing
16 Aug 2021
Next filing
21 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise $82K +3.3K $24.84 3.3K 16 Aug 2021 Direct
transaction RBA Common Shares Sale -$207K -3.3K -100% $62.82 0 16 Aug 2021 Direct
holding RBA Common Shares 1.7K 16 Aug 2021 Long-Term Investment Plan
holding RBA Common Shares 1.93K 16 Aug 2021 Employee Stock Purchase Plan F1
holding RBA Common Shares 10.2K 16 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -3.3K -44.33% $0.00 4.14K 16 Aug 2021 Common Shares 3.3K $24.84 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes all Employee Stock Purchase Plan purchases through August 16, 2021.
F2 The option was granted on March 10, 2015 and vests equally in three equal annual installments beginning March 9, 2016.