Gregory M. Hart - 28 Oct 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Product Officer
Signature
/s/ Bradley K.Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
28 Oct 2021
Transactions value $
-$1,506,905
Form type
4
Filing time
01 Nov 2021, 18:35:44 UTC
Next filing
05 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +297,090 297,090 28 Oct 2021 Direct F1
transaction COMP Class A Common Stock Tax liability -$1,506,905 -116,905 -39% $12.89 180,185 28 Oct 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -3,240 -100% $0* 0 28 Oct 2021 Class A Common Stock 3,240 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -293,850 -28% $0 743,290 28 Oct 2021 Class A Common Stock 293,850 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs are fully vested.
F4 The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.