Gregory M. Hart - 03 Nov 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Product Officer
Signature: /s/ Bradley K.Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 03 Nov 2021
Transactions value $: -$87,840
Form type: 4
Filing time: 05 Nov 2021, 16:15:35 UTC
Previous filing: 01 Nov 2021
Next filing: 10 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise		+17,290	+9.6%		197,475	03 Nov 2021	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	-$87,839	-6,804	-3.4%	$12.91	190,671	03 Nov 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-17,290	-2.3%	$0	726,000	03 Nov 2021	Class A Common Stock	17,290		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.