STACEY W. GOFF - 05 Nov 2021 Form 4 Insider Report for Lumen Technologies, Inc. (LUMN)

Role
EVP & GC
Signature
/s/ Hope M. Spencer, as Attorney-in-Fact for Stacey W. Goff
Issuer symbol
LUMN
Transactions as of
05 Nov 2021
Net transactions value
-$1,821,203
Form type
4
Filing time
09 Nov 2021, 16:56:27 UTC
Previous filing
21 May 2021
Next filing
01 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUMN Common Stock Sale $1,821,203 -128,616 -17% $14.16* 642,539 05 Nov 2021 Direct F1
holding LUMN Common Stock 3,659 05 Nov 2021 By 401(k)
holding LUMN Common Stock 5,095 05 Nov 2021 By ESOP F2
holding LUMN Common Stock 1,073 05 Nov 2021 By Stock Bonus Plan F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $14.07 - $14.23. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 This is a legacy defined contribution plan sponsored by the Issuer.