Gregory M. Hart - 03 Dec 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Product Officer
Signature
/s/ Bradley K.Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Dec 2021
Transactions value $
-$62,764
Form type
4
Filing time
07 Dec 2021, 17:35:25 UTC
Previous filing
10 Nov 2021
Next filing
07 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +17,280 +8.4% 223,491 03 Dec 2021 Direct F1
transaction COMP Class A Common Stock Tax liability -$62,764 -6,800 -3% $9.23 216,691 03 Dec 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -17,280 -2.4% $0 708,720 03 Dec 2021 Class A Common Stock 17,280 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.