Gregory M. Hart - 05 Jan 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Product Officer
Signature
/s/ Bradley K.Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
05 Jan 2022
Transactions value $
-$45,664
Form type
4
Filing time
07 Jan 2022, 16:31:54 UTC
Previous filing
07 Dec 2021
Next filing
07 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +17,290 +8% 233,981 05 Jan 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$45,664 -5,154 -2.2% $8.86 228,827 05 Jan 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -17,290 -2.4% $0 691,430 05 Jan 2022 Class A Common Stock 17,290 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.