Gregory M. Hart - 03 Feb 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Product Officer
Signature
/s/ Bradley K.Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Feb 2022
Transactions value $
-$35,463
Form type
4
Filing time
07 Feb 2022, 16:54:59 UTC
Previous filing
07 Jan 2022
Next filing
07 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +17,280 +7.6% 246,107 03 Feb 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$35,463 -4,489 -1.8% $7.9 241,618 03 Feb 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -17,280 -2.5% $0 674,150 03 Feb 2022 Class A Common Stock 17,280 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.