Darren Jeffrey Watt - 13 May 2022 Form 4 Insider Report for RITCHIE BROS AUCTIONEERS INC (RBA)

Role
Gen. Counsel & Corp. Secretary
Signature
/s/ Maria Teresa Punsalan as attorney-in-fact for Darren Jeffrey Watt.
Issuer symbol
RBA
Transactions as of
13 May 2022
Transactions value $
-$128,975
Form type
4
Filing time
13 May 2022, 15:49:58 UTC
Previous filing
13 May 2022
Next filing
11 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise $86.9K +3.5K $24.84 3.5K 13 May 2022 Direct
transaction RBA Common Shares Sale -$216K -3.5K -100% $61.69 0 13 May 2022 Direct
holding RBA Common Shares 1.7K 13 May 2022 Long-Term Investment Plan
holding RBA Common Shares 1.85K 13 May 2022 Employee Stock Purchase Plan F1
holding RBA Common Shares 12.6K 13 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -3.5K -84.46% $0.00 644 13 May 2022 Common Shares 3.5K $24.84 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes all Employee Stock Purchase Plan purchases through May 13, 2022.
F2 The option was granted on March 10, 2015 and vests equally in three equal annual installments beginning March 9, 2016.